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Soh

通达胜义谛的唯一途径

2021年12月4日

Soh Wei Yu

Malcolm(阿阇梨 Malcolm Smith):

《中论》(MMK)破斥除缘起以外的任何一种生起。正是通过缘起,空性才被正确辨知。若没有缘起见,空性就无法被正确了知,更不用说证悟了。《中论》破斥从自、从他、从二者、以及无因而生,但并不破斥缘起。《中论》也在归敬颂中赞叹缘起教法为戏论寂灭。《中论》最后一章就是关于缘起。《中论》任何地方都没有否定缘起;事实上,它是在护持理解缘起的正确方式。通达胜义谛(空性)的唯一道路,是经由世俗谛(缘起);所以,如果一个人对世俗谛的理解有误——一切佛法以外的传统都是如此,甚至佛法内部许多传统也是如此——那么就不可能理解并证悟胜义谛。

……

佛教并不如此定义“个体心识”,而是说:各别、刹那性的相续,由其自身的因缘而生起。简而言之,jīva(命者)、pudgala(补特伽罗)、ātman(我)等,并不能如其主张者所定义的那样发挥作用,因此它们被否定。

……

事物显现为各别的,所以我们把它们安立为“各别的”。如果事物显现为非各别,我们就无法把它们安立为各别。例如,从远处看,一座山并不显现为由各别部分组成,所以我们把那个显现安立为“山”。当我们走近时,就会看见有许多部分,而原本被安立为山的东西,会被重新定义为坡、峰、谷壑等等。当我们遇见某人时,我们把那个人安立为我、人、众生;但是这些施设于显现之上的标签,经不起分析。心相续也是如此;甚至“心相续”这一概念也经不起胜义分析。然而,由于业的因与果等等显现为各别,心相续在世俗上说是各别的,因为有可观察的功能。如果我们要把诸心识统摄起来称呼,我们会把一切识称为识界,正如我们把聚合的元素称为虚空界等等一样。

……

“知者就是我”这一论点,早已在佛教文本中被提出并被拆解。如果一个知者能够有许多认知,那么它已经有许多部分,不能是单一或整全的实体。因此,我们在这里并不是站在一个先于承认各别实体的位置上;我们的心(citta)具有多样性(citra)这一事实本身,就证明心不是整全的实体,证明它由诸部分构成;而由于这些认知是次第发生的,这也证明心是无常、刹那性、依缘而有的。因此,一个世俗意义上的知者不可能是我。

John Tan

缘起(DO)这一部分真的很好。

John Tan

Malcolm 是什么时候说的?最近,还是以前?

Soh Wei Yu

明白。

https://www.dharmawheel.net/viewtopic.php?f=66&t=36315&p=577078#p577078

出自上面这帖。

其他的来自这里:

https://www.dharmawheel.net/viewtopic.php?f=50&t=36283&p=577115#p577115

John Tan

许多人误解为:“究竟上它是空的,而缘起是世俗的,因此是概念性的,所以究竟上就是空无、即不存在。”

我们必须理解“究竟上空,但世俗上有效”是什么意思。名言安立有两类:有效的,以及无效的,例如“兔角”。即使是离一切戏论与概念性的单纯显现,也会自然而然地显现;因此才称为“显现”。它们不是随机或杂乱无章地显现;它们有一种成立的生起方式,而那就是缘起。当它是“有效”的,意思是它是可接受、可成立的解释方式,而不是“兔角”那样的不存在。这一部分我在回复 Andre 时提到过。

(引文:“当我们使用“不生”(non-arisen)这个词时,我们是在谈传统的二谛模型,所以必须同时看究竟与世俗两个层面。在胜义分析中,“笔记本电脑”是空的、不生的;在世俗上,“笔记本电脑”生起了,而唯一有效的生起方式是通过因与缘。”)

保留自所提供来源的嵌入截图

John Tan

你明白我的意思吗?

这意思是:在世俗上,仍然有一种“正确的”、“可接受的”或“有效的”表达方式。以离一切戏论为例:它并不意味着“空白”或“怎样都可以”。对于“离一切戏论”有正确的理解;这就是为什么麦彭(Mipham)必须加以限定,说它不是“空白”,它并不否定“单纯显现”,必须从“双运”的角度来理解,等等等等。同样地,对于世俗上的“生起”也有正确的理解,而那就是缘起(DO)。

所以,当我们清楚看见:对于任何事物的生起来说,所谓本质 = 真实存在 = 独立于因与缘,都是站不住脚的,我们就看见了缘起。

……

Soh 更新:以下还有一些引文,供进一步阅读:

“依循中观见,宗喀巴引用了龙树的《六十正理论》(Yuktiṣaṣṭikā)以及月称的《六十正理论释》(Yuktiṣaṣṭikā-vṛtti)。

龙树:

凡依缘而起者,即是不生;

这是由实相的最胜知者(= 佛陀)所宣说的。

月称:

(实在论对手说):如果(如你所说)任何依缘而起的事物甚至并未生,那么中观师为什么说它不生?但是,如果你(中观师)有理由说这个事物并未生,那么你就不应该说它“依缘而生起”。因此,由于相互矛盾,你所说的并不成立。

(中观师以悲悯的插语回答:)

唉!因为你没有耳朵,也没有心,你向我们提出了严厉的挑战!当我们说任何依缘而生起者,如同所映影像般,并不是由于自性存在而生起——在那个时候,又怎么可能与我们争论呢!”——摘自《平息心识与辨析真实:佛教禅修与中观》(Calming the Mind and Discerning the Real: Buddhist Meditation and the Middle View)

Kyle Dixon,2019:

“……佛法与大圆满总体上的核心,是由认出诸法不生而产生的本初觉智(jñāna)。

如果那种本初觉智在你的心相续中显露,那么你就会知道缘起的意义。

大圆满与佛法的一切修持,都是为了使你觉醒,从而亲证地了知这一点。

……

你必须区分“相互依存”,即依他存在 [parabhāva],以及缘起 [pratītyasamutpāda]。

它们不是同一回事。

……

龙树在他的许多著作中讨论了这种差异。

Parabhāva 正如你上面所说,是“相互依存”,也就是粗略意义上的事物依赖事物。龙树指出,parabhāva 实际上是 svabhāva(自性)的一种伪装,而自性正是其论述中主要所破的对象。因此,把 parabhāva 误认为 pratītyasamutpāda,是一个重大的错误。

他也说,凡见为依他存在 [parabhāva]、自性有 [svabhāva]、有 [bhāva] 或无 [abhāva] 的人,都没有见到佛陀教法的真谛。

重点是,我们不能把缘起 [pratītyasamutpāda] 误认为单纯的相互依存。”

“《缘起正见》

John Tan 刚刚说:Malcolm 这段评论真的很好。

会话开始:2006年8月9日,星期三

(晚上11:32)AEN:namdrol:

虽然许多非佛教道路确实也有出离取向等等,但佛陀道路的独特之处,是理解诸法是缘起的。缘起对于形成正见至关重要。

仅仅知道诸法是缘起的,够不够?不够。

有可能持有一种缘起见,但它在性质上仍然是实在论或实体论的——一个很好的例子,就是一行禅师的“相即”(interbeing)通常被理解的方式。在这里,从未追问这些相互依存的现象是否只是因为它们全都共同存在,所以才相依而有。一般而言,这也是对缘起的天真理解。

(晚上11:32)AEN:即便如此,这种缘起见已经标志着从邪见或不正见,开始转向正见或正确的见。

我们如何从对缘起的实体论式解释,转向非实体论式的理解?

我们首先需要开放自己,让我们关于存在的预设被动摇。任何对存在与非存在的执着,都必须被根除,然后我们才能恰当地领会缘起(DO)的意义。有些人以为,这只是指对固有存在或究竟存在的执着。但并非如此。任何依缘而生起者,也必须连“仅仅的存在”都不可得。

要完整理解这一点,我们必须通达般若波罗蜜多诸经的整体,以及龙树及其追随者的思想。

(晚上11:32)AEN:

当我们真正理解:正因为诸法是缘起的,所以诸法离于存在与非存在;我们就能理解诸法并不生起,因为存在与依缘性是互相排斥的。任何可以被指出的存在,都只是暂许施设的、名言上的,经不起任何理性审察。

既然诸法是缘起的,而缘起的结果就是没有任何“实有地存在着的存在者”,我们就能理解存在者本性上是不生的。正如佛护所说:“我们并不主张非存在,我们只是去除对于实有地存在的存在者的主张。”

凡本性上不生者,即离于存在与非存在,而这就是“离戏论”的意义。如此,缘起 = 空性,这就是诸佛所阐明的正见。除此之外,没有其他正见。

N”

Soh

Self-Enquiry: Before Thinking, What Are You?

Question:

Hi Soh, I have been reading up on self-enquiry on the Awakening to Reality website and in the guide.

Several times, when explaining how to do self-enquiry, you say that “non-conceptual and non-verbal exploration/investigation” is the key to self-enquiry. But you do not explain exactly what that means or how to do it. Could you define it?

Soh:

It means that you examine and investigate what you are before thinking.

Before thinking, what are you?

You do not find the answer in words. All words miss the point; they are precisely what you are not. You negate all conceivable and perceivable phenomena as neti neti — not this, not that. I am not these thoughts, nor any perceivable phenomena.

So what are you?

In the past, there was a master who contemplated, “What is the original face before my parents were born?” He contemplated for many years but did not awaken. Later, he encountered a great noble person and requested compassionate guidance.

The noble one asked, “What koan did you contemplate?”

He replied, “I contemplated: what is the original face before my parents were born?”

The noble one replied, “You contemplated too far away. You should look nearby.”

He asked, “How should I look nearby?”

The noble one replied, “Do not look into what is before your parents were born. Instead, look at this: before a thought arises, what is it?”

The Zen practitioner immediately attained great awakening.

Everyone sitting here, please look: before a moment of thought arises, what is this? It is radiating light in front of everybody’s sense doors. Its brightness illuminates everything, yet it is without the slightest clinging. Nothing is known and nothing is seen, yet it is not like wood and stones. What is this?

It is right here, shining in its brilliance. This is awakening to the Way. Therefore it is said, “The great Way is not difficult; just cease speech and words!”

- Yuan Yin Lao Ren

The knee-jerk answer for many people, when asked what they are before thinking, is: “Oh, nothing.”

But you are clearly not a void or nothingness. You are clearly still conscious, present, existing, and aware. What exactly is that?

If thought says, “Oh, Awareness!” that is just another thought — and again, precisely not what you are.

So you keep investigating, non-verbally, what you actually are before all words, definitions, thoughts, and labels. Before all conceivable and perceivable phenomena, what are you actually?

This is also helpful:

What is your very Mind right now?

Do read it in its entirety.

Soh
No substrate: dependently arisen equals empty — dependent origination, dependent designation, non-arising, and rainbow infographic

The question posed by Mr. A—"How does your view treat reality outside of one's mind? Do you believe that everything is mind, or is there reality distinct from it that interacts with the mind?"—cuts to the heart of one of the most enduring dilemmas in philosophy and contemplative inquiry. It presents a binary choice that has defined much of Western and Eastern thought: are you an idealist, who posits that reality is fundamentally mental, or a realist, who holds that a physical world exists independently of our perception of it?"


Soh responded:

As John Tan commented, "Dependent arising is precisely to address these extreme views via emptiness."

John Tan also said in 2015: "External objects are only valid conventionally, not ultimately. What cannot be separated was mistaken as separated due to conventions, and then when we attempt to trace back using our existing paradigm, we logically deduce it must be either oneness in substance or as interactions between entities. However, one that has tasted anatta in real time sees that neither is true. It cannot be expressed either as one substance or as an interaction between separate entities. One further refines one's view through MMK (Mūlamadhyamakakārikā) and realizes the impossibility of manifestation in such views. The mind can then willingly release itself and rest in empty, non-arising appearances. If we refuse to clearly see the two truths, the mind will never find its place; it cannot rest, as it is unable to release the paradigm that defines it. To be thoughtless and non-conceptual are not the right antidotes to free the mind from extremes, and experience that is empty, non-dual, and non-arisen will be distorted. This is just my opinion."

The perspective offered here, rooted in the Madhyamaka ("Middle Way") school of Mahāyāna Buddhism founded by the philosopher Nāgārjuna, is that this very dichotomy is a conceptual trap. The "answer" is not to choose a side but to deconstruct the premises upon which the question is built. The view is not that "everything is mind," nor is it that a solid, mind-independent reality exists "out there." By using the analytical tools of dependent origination (pratītyasamutpāda), emptiness (śūnyatā), and non-arising (anutpāda), we can arrive at a more subtle, dynamic, and experientially verifiable understanding.

1. The Central Thesis: Appearances Are Not Mind, Nor Other-Than-Mind

A clear and concise entry point into this view is captured perfectly in the article from Awakening to Reality article Appearances: not mind nor other than mind. It states:

“…there is no mind apart from appearance and no appearance apart from mind.”

This statement is the cornerstone of the entire framework. It dissolves the perceived duality between an internal "subject" (mind) and an external "object" (appearance/reality), thereby avoiding both idealism and naïve realism from the outset. Let's unpack this in detail:

  • No appearance apart from mind: When we try to locate an appearance or an object—a tree, a sound, a feeling—entirely separate from the consciousness that cognizes it, we fail. An “unperceived object,” taken as something utterly divorced from any possible conditions of cognition, is an abstraction rather than something we can establish in experience. The very qualities by which an object is known—color, shape, texture, usefulness, location—are disclosed only in dependence on faculties, conditions, concepts, and cognition. Its status as an “object” is not found from its own side as an intrinsic essence; it is established dependently through bases, causes, conditions, valid cognition, worldly convention, and designation.

  • No mind apart from appearance: Conversely, when we turn our attention inward to find the "mind" or "consciousness" that is doing the perceiving, we cannot locate it as a standalone entity. What is mind without something to be mindful of? It has no color, no shape, no location. We only ever find the mind in action, seamlessly fused with the content of its experience—the seeing of sights, the hearing of sounds, the thinking of thoughts.

What we actually encounter in any given moment is a single, indivisible event of "experiencing" which we conceptually and retroactively split into a "perceiver" and a "perceived." The Madhyamaka view asserts that this split is a fabrication of thought, not a reflection of fundamental reality.

2. The Engine of Analysis: Dependent Origination (Pratītyasamutpāda)

How does Madhyamaka justify this radical claim? The primary analytical tool is the principle of Dependent Origination, which states that no phenomenon exists autonomously. Everything arises in dependence upon other factors. The classic Buddhist formula is: "When this is, that is. From the arising of this, that arises."

Nāgārjuna applies this principle relentlessly to the act of perception itself. He famously analyzes the triad of the Sense Organ, the Sense Object, and the Sense Consciousness. This interdependent relationship is made explicit in his Mūlamadhyamakakārikā (MMK), or "Fundamental Verses on the Middle Way."

It is crucial to note that Nāgārjuna is extending the Buddha’s own early analysis of perception and dependent arising. MN 18, the Madhupiṇḍika Sutta, traces contact into feeling, perception, thinking, and conceptual proliferation; MN 148, the Chachakka Sutta, explicitly analyzes the perceptual triad—sense faculty, sense object, and sense consciousness—where “the meeting of the three is contact.” The broader twelve-link dependent-origination formula is especially central in the Nidāna-saṃyutta, including SN 12.15, the Kaccānagotta Sutta, where dependent origination is taught as the middle way between “all exists” and “all does not exist.” First, in MMK 3:7, Nāgārjuna establishes the dependency of consciousness:

Sanskrit: cakṣūrūpe pratītyaivam ukto vijñānasaṃbhavaḥ (MMK 3:7)

Translation: "Depending on the eye and on form, the arising of consciousness is taught."

(Note: While some explanations include "attention" (manaskāra) in this triad, the specific Sanskrit verse in MMK 3:7 does not. Attention is a key component in the Pāli suttas' analysis of contact (phassa), which forms the basis for Nāgārjuna's reasoning).

Second, in the preceding verse, MMK 3:6, Nāgārjuna generalizes this to the entire "seer-seeing-seen" complex. As Jay L. Garfield translates:

"If there is no seer apart from seeing, nor seeing apart from the seer, how could there be the seen (object) or the act of seeing when the seer is absent?" (Garfield, 1995)

These three elements—organ, object, and consciousness—are like three sticks propping one another up in a tripod. If you remove any one stick, the other two immediately fall. None of them is the independent "foundation"; their stability is their mutual, simultaneous dependence.

A modern analogy maps perfectly to this triad:

Smartphone Component

Madhyamaka Triad Counterpart

Camera Sensor

Eye (Sense Organ)

Scene/View

Visible Form (Sense Object)

Image Signal/Data

Eye-Consciousness (Sense Consciousness)

The "photo" as an event of consciousness only occurs when all three are functioning together. A dead battery ⚡ (no sensor), a lens cap ⚫ (no scene), or a processor crash 💥 (no signal generation) means the photo-event never appears. The image is not a thing that exists in the sensor, in the scene, or in the processor. It is nothing over and above that momentary, interdependent synergy.

3. The Result of Analysis: Emptiness (Śūnyatā) and Dependent Designation

This radical interdependence leads directly to the core Madhyamaka doctrine of emptiness (śūnyatā). This is arguably the most misunderstood concept in all of Buddhism. Emptiness does not mean non-existence or nihilism. It means the absence of svabhāva—intrinsic, independent, self-sufficient existence.

Because every part of the triad (organ, object, consciousness) depends on the others for its very existence and definition, no single part possesses its own inherent nature. It is "empty" of being a standalone thing. This logical progression is key: Dependent Origination reveals a lack of intrinsic existence, and this lack is what is termed emptiness.

This is where Nāgārjuna's most famous verse, MMK 24:18, becomes the lynchpin of the entire philosophy, tying all the concepts together. As translated by Siderits and Katsura:

"Whatever is dependently arisen, we declare that to be emptiness;

It is a dependent designation;

Just that is the middle path." (MMK 24:18)

The second line, "It is a dependent designation" (prajñaptir upādāya), means that our words—"eye," "form," "consciousness," "mind," "world"—are convenient labels or conventions we apply to this web of interdependent processes. The label is useful for communication (this is its conventional truth), but it doesn't point to a static, self-enclosed entity.

Crucially, this does not invalidate conventional reality. The Madhyamaka view is not a denial of the world but a denial of a specific, imaginary way of being (i.e., inherent existence). By seeing that phenomena are empty of a solid, independent core, we are not left with nothing. Rather, conventional functioning is seen more clearly for what it is: not a secondary realm that merely operates beneath some higher substrate, but the very dynamic, relational, and vibrant play of appearances. If there is no substrate, what else is there besides dependently arisen, dependently designated conventionalities? Precisely because they are empty rather than self-enclosed, they can be seamless, responsive, fluid, and causally effective.

Key clarification: conventional truth is not “just valid functioning” in the sense of a lower, second-best realm. If there is no substrate, what else is there besides dependently arisen conventionalities? Precisely because they are empty, appearances can be seamless, fluid, plastic, miraculous, and causally effective. Even a quantum bit of “thingness” would make appearances impossible.

John Tan’s clarification: do not make the conventional secondary

In a later clarification, John Tan warned that some teachers are not merely using an unfortunate phrase. Their explanation can reflect a view in which presence free from conceptual elaboration is taken as the ultimate, or in which “the ultimate” is assumed to be such nonconceptual presence. They then explain conventional phenomena as things that “still perform functions in the conventional world,” as though conventionalities are merely a lower, pragmatic layer while the real aim is a higher nonconceptual presence. John Tan said this is misleading because it promotes a subtle substantialist view: it leaves some “other” standing apart from conventional existence, as though emptiness or presence were a mirror behind the reflections.

“When it is said like that, they are not implying emptiness as if phenomena are empty, there is no hierarchy. Usually practitioners expressed this way because of their experience of presence free from conceptuality. They are implying although they are conventional, they still function validly. But the higher aim should be presence free from conceptual elaborations.”

“Without substrate, what else are there? … If you say other than conventional existence, there [is] some other … then there is substrate. … It is like saying, ‘Oh, they are just reflection.’ So does the sentence imply there is a mirror beside reflection?”

—John Tan, WhatsApp clarification to Soh Wei Yu, 25 May 2026; private communication, lightly edited for grammar

His point is not to flatten the two truths into ordinary realism, but to prevent a false hierarchy. Emptiness is not a superior nonconceptual presence apart from conventionalities, and freedom from conceptual elaboration is not a hidden ultimate substance behind names, forms, sounds, and thoughts. Once the supposed “mirror” is not reified apart from reflections, the reflections themselves are seen more clearly: empty, vividly functional, and nirvāṇic in nature. This is why John Tan says one must “turn it around”: conventional functioning is not merely what remains after emptiness is realized; it is precisely because phenomena are empty that they can function, appear, respond, and display so seamlessly.

This is also why the fourfold equivalence of MMK 24:18 should not be read as a hierarchy in which dependent arising is a lower truth and emptiness is a higher substrate, nor as a hierarchy in which conventionality is a second-best realm and nonconceptual presence is the actual ultimate. Dependent arising, emptiness, dependent designation, and the Middle Way are four names for the same lack of inherent existence. Likewise, Bodhicittavivaraṇa verse 68 says that “the conventional is taught to be emptiness” and “emptiness itself is the conventional”: one does not occur without the other, just as being produced and being impermanent are not two separate realities.

4. The Ultimate Implication: Non-Arising (Anutpāda)

This leads to the most profound and subtle implication of the Madhyamaka view: non-arising (anutpāda). If a phenomenon lacks an independent essence (svabhāva) and can never be found to exist on its own, then, upon ultimate analysis, it never truly “arose” as a self-contained entity in the first place.

This does not deny the vivid, functional reality of our experience. It denies only a specific mode of existence: inherent, self-established being. Things appear, function, and have effects; this is not a secondary domain under a higher ultimate, but the display of dependent arising itself. Their ultimate truth (paramārtha-satya) is not a substrate behind them, but their emptiness of inherent existence—their “non-arisen” nature. This “pacification of all conceptual proliferation” (prapañcopaśama) is a central theme, mentioned in the homage verse of the MMK (1:1) and elaborated in its final chapters on nirvāṇa (Ch. 25).

The rainbow is the perfect analogy:

In the same way, the world of experience—including mind and matter—is like a magical display: vividly apparent yet ultimately unfindable as a collection of solid, independent things.

5. Transcending the Extremes: A Practical Summary

With this framework in place, we can now directly address the initial dichotomy of idealism and realism and see how the Middle Way avoids both.

Extreme View

Claim Made

The Madhyamaka Refutation

Idealism

"Only mind is real; objects are mere projections of mind."

"Mind" itself is conditional and dependently arisen. It requires an organ and an object to function as mind. Thus, it cannot be the ultimate, foundational substance.

Naïve Realism

"Objects exist 'out there' with their own inherent properties, independent of any mind."

An "object" only functions as such within the perceptual triad. Its "object-ness" is a relational quality, a dependent designation, not an intrinsic, mind-independent property.

The Middle Way

Reality is a co-arising nexus of interdependent factors, empty of essence yet functionally effective.

The identity of Dependent Origination and Emptiness (MMK 24:18) provides the path that cuts between the extremes of eternalism (inherent existence) and nihilism (total non-existence).

Even more subtle philosophical positions, like the Yogācāra school's concept of a "storehouse consciousness" (ālaya-vijñāna), are subjected to the same analysis by Madhyamaka thinkers like Candrakīrti. From a strict Madhyamaka standpoint, even if one posits such a foundational consciousness, that foundation itself must be analyzed. Upon analysis, it too would be found to be dependent on conditions for its arising and therefore empty of being an ultimate, self-sufficient ground.

Nāgārjuna: Selections from Bodhicittavivaraṇa (A Commentary on the Awakening Mind)

The following verses are from Nāgārjuna’s Bodhicittavivaraṇa / A Commentary on the Awakening Mind, translated by Thupten Jinpa. They illustrate the same Madhyamaka principles of dependent origination, emptiness, conventional functioning, and non-transfer.

Verse 59.

Starting with ignorance and ending with aging

All processes that arise from

The twelve links of dependent origination

We accept them to be like a dream and an illusion.

Verse 60.

This wheel with twelve links

Rolls along the road of cyclic existence

Outside this, there cannot be sentient beings

Experiencing the fruits of their deeds.

Verse 61.

Just as in dependence upon a mirror

A full image of one's face appears

The face did not move onto the mirror

Yet without it, there is no image [of the face].

Verse 62.

Likewise, aggregates recompose in a new existence

Yet the wise always understand

That no one is born in another existence

Nor does someone transfer to such existence.

Verse 63.

In brief, from empty phenomena

Empty phenomena arise

Agent, karma, fruits, and their enjoyer –

The conqueror taught these to be [only] conventional.

Verse 64.

Just as the sound of a drum as well as a shoot

Are produced from a collection [of factors]

We accept the external world of dependent origination

To be like a dream and an illusion.

Verse 65.

That phenomena are born from causes

Can never be inconsistent [with facts]

Since the cause is empty of cause

We understand it to be empty of origination.

Verse 66.

The non-origination of all phenomena

Is clearly taught to be emptiness

In brief, the five aggregates are denoted

By [the expression] “all phenomena.”

Verse 67.

When the [ultimate] truth is explained as it is

The conventional is not obstructed

Independent of the conventional

No [ultimate] truth can be found.

Verse 68.

The conventional is taught to be emptiness

The emptiness itself is the conventional

One does not occur without the other

Just as [being] produced and impermanent.

John Tan on Tsongkhapa's Nominalism (2020)

John Tan: That is, he [Mr. J] doesn't know how beautiful Prasangika nominalism is... ...focus on total exertion and dependent designations; it gels so perfectly and beautifully, and it has an entire view, world, or universe of its own. It integrates all without dispelling or affirming both the internal and external world (Middle Way) and thoroughly bases its entire world as names only. That is extremely beautiful, especially when you can integrate anatta, total exertion, and emptiness together. I only began to appreciate it recently when I contemplated Tsongkhapa's semantic nominalism seriously. I appreciate the two truths more and more, especially the conventional world, when seen together with the experiential insight of total exertion.

Soh Wei Yu: I see. Where can I read about Tsongkhapa's semantic nominalism?

John Tan: Actually, you can't just read about it. You must integrate it with the insight of total exertion and emptiness without resorting to non-conceptuality—just the linguistic beauty with all the constructs. Your current experiences and insights are sufficient to integrate them. The +A and -A are perfectly blended. All tastes of anatta, emptiness, and total exertion remain and gel so beautifully. The internal world and external world are bridged by being names only. No wonder Tsongkhapa doesn't need to reject the external world and doesn't need a reflexive awareness.



Summary of Key Verses & Suttas for Reference

  • MMK 3:6-7: Establishes the mutual collapse of the seer/seeing/seen triad and the dependency of consciousness on the sense organ and sense object.

  • MMK 24:18: Equates dependent origination with emptiness and dependent designation, defining the Middle Way.

  • MMK 1:1 & Ch. 25: Points to the ultimate truth of non-arising and the pacification of conceptual proliferation (prapañcopaśama).

  • Bodhicittavivaraṇa (A Commentary on the Awakening Mind): Provides analogies (mirror, dream, empty causality) to explain the relationship between conventional functioning, emptiness, and non-transfer.

  • MN 18 (Madhupiṇḍika Sutta) & MN 148 (Chachakka Sutta): Key suttas from the early Pāli canon that describe the triad of perception, forming the doctrinal basis for Nāgārjuna's analysis.

  • SN 12.15 (Kaccānagotta Sutta): Gives the Buddha’s early formulation of the Middle Way between “all exists” and “all does not exist,” followed by dependent origination.

  • SN 22.94 (Puppha Sutta): Supports the conventional-validity principle later cited by Madhyamaka: the Buddha does not dispute what the wise in the world agree exists or does not exist.

Concluding Thought for Contemplation

Seeing is just the fleeting, interdependent meeting of eye, form, and knowing—perfectly vivid, perfectly ungraspable.

References

Update:

Anarchist Chossid wrote:
I think all that is true at the moment of perception. The mind objects that arise are a result of an interaction between the environment and the sense organs and the brain -> mind. (It's unclear to me whether Nagarjuna was aware of the role the brain plays in the generation of the mind and, conversely, modern concerns with pure physicalism expressed in Hard Problem of Consciousness.)

The problem is that we can deduce that the environment exists outside of the mind and independent of it. Look at your watch. Note the time. Now look away. Don't think about the watch for a few minutes. Now look back at it. The time advanced. It did so in synchrony with the rest of the watch. How? Whatever happened, did so outside of your consciousness. You weren't aware of the time advancing. So there is reality that functions outside of your mind.

My concerns is that all nonduality that Eastern philosophy and religion reports is confined to within the mind or at the moment of the mind's working together with the environment.
Jul 28, 2025, 2:35:06 AM
Soh replied:

Thank you for this excellent and thoughtful comment. The watch analogy is a perfect, modern formulation of a classic philosophical challenge, and it gets right to the heart of the matter. You've pinpointed the exact place where the Madhyamaka view often seems counter-intuitive, and your concern is entirely valid from a conventional standpoint. To address it fully requires a deep dive into how different Buddhist philosophical schools approach this.

The core of your argument is that by inferring a process—the watch’s movement—that occurs outside your direct perception, you can prove the existence of a mind-independent reality. From the Madhyamaka standpoint, your watch example is conventionally correct: the watch does not stop functioning merely because you look away. Madhyamaka is not denying conventionally valid causal continuity. What it denies is the further metaphysical leap that this functioning proves a watch, time, matter, or mind exists from its own side, independently of parts, causes, conditions, conceptual designation, and valid cognition. The Prāsaṅgika analysis therefore targets the reified conclusion, not the ordinary fact that the watch keeps time.

First, we analyze the “watch” itself. What is this “watch” that you deduce exists when unobserved? Our concept of it—its mechanics, its purpose, its continuity—is built from prior perceptions, learned conventions, shared practices, and causal expectations. The very idea of a “watch that functions independently” is a concept that is itself dependently arisen. Then we analyze the “unobserved process.” You posit a continuous mechanical movement happening while you were not looking. Conventionally, this is a valid inference, not a fantasy. But from a Prāsaṅgika perspective, this inferred continuity is still a dependent designation (prajñapti), not an ultimately findable entity or process that exists with intrinsic nature.

This leads to the crucial question of how a philosophy can accept an external world conventionally while insisting it's ultimately empty. The answer lies in the precise definition of the two truths. For something to be accepted as "conventionally valid," it isn't just a fantasy. It must be functional (the watch keeps time) and part of our shared, everyday experience. This is why Prāsaṅgika thinkers do not deny the functional reality of the world.


This point is central to the perspective of the Tibetan master Tsongkhapa, who was a brilliant systematizer of the Prāsaṅgika view. It is important to nuance the status of this view across Tibetan Buddhism. While the Gelug school, founded by Tsongkhapa, holds Prāsaṅgika as systematically definitive, other major schools have a more varied approach. To be precise, certain Kagyu and Sakya lineages also teach shentong (gzhan-stong, or "other-empty") readings alongside rangtong (Prāsaṅgika, or "self-empty") presentations. The Nyingma school often balances Madhyamaka analysis with the direct experiential teachings of Dzogchen.

Nonetheless, Tsongkhapa’s clarification of Prāsaṅgika is profoundly influential. While he is a key figure, he was not alone in defending conventional reality; earlier Indian masters such as Bhāviveka and Śāntarakṣita also emphasized the necessity of a robust conventional world. Tsongkhapa’s particular force lies in his detailed systematization. In the lists of the distinctive Prāsaṅgika points associated with his tradition, the non-negation of external objects, the rejection of reflexive awareness as an ultimately or even conventionally self-established knower, and the rejection of ālaya-vijñāna as a separate foundational consciousness are all important. The watch is conventionally valid and functions. The error is only in believing it functions from its own side, with an intrinsic nature (svabhāva) independent of parts, causes, conditions, and a designating mind.

This approach of deconstructing experience extends to all phenomena. The Madhyamaka "Middle Way" states that the world isn’t a projection of our minds, but it isn’t totally independent of our minds, either, because it makes no sense to speak of a particular, fixed reality independent of any concept, mental process, or observer. Rather, there is interdependence. An object is seen by a hundred different people like a hundred reflections in a hundred mirrors. But is it the same object? As a first approximation, it is, but it can be perceived in completely different ways by different beings.

Colors, sounds, smells, flavors, and textures aren’t attributes that are inherent to the objective world, existing independently of our senses. The objects we perceive seem completely ‘external’ to us, but do they have intrinsic characteristics that define their true nature? We have no way of knowing, because our only way of apprehending them is via our own mental process. To take an example, what is a white object? Is it a wavelength, a ‘color temperature’, or moving particles? Are those particles energy, mass, or what? None of those attributes are intrinsic to the object; they’re only the result of our particular ways of investigating it.

A classic Buddhist story tells of two blind men trying to understand the color white. One was told it is the color of snow and concluded white was "cold." The other was told it is the color of swans and concluded white went "swish swish." The point is that the world cannot be determined by itself. If it could be, we’d all perceive it in the same way. This isn't to deny reality as we observe it, but simply that no ‘reality in itself’ is conventionally valid. Phenomena are only conventionally valid in dependence on other phenomena.

To appreciate the precision of this view, it's helpful to contrast it with others. Even within Madhyamaka, the earlier Svātantrika school differed. They also accepted a conventional external world, but believed that for a label to be valid, there had to be something findable on the side of the object that justified it—a sort of "barcode" or own-characteristic (svalakṣaṇa). The Prāsaṅgika view, as interpreted by Candrakīrti and Tsongkhapa, rejected this, arguing for a more radical emptiness where valid mental labelling alone is sufficient.

This also clarifies how Tsongkhapa’s Prāsaṅgika diverges from Yogācāra. Unlike stronger mind-only readings that treat external appearances as projections of mind, Tsongkhapa’s Gelug Prāsaṅgika conventionally accepts external objects to the same extent that it accepts consciousness: neither is ultimately findable, but neither is dismissed as a mere private mental fantasy. What makes objects only conventionally real, in this presentation, is that their existence is established through correct designation and valid cognition, not by any discoverable essence on the object’s side. It is also too simple to equate all Yogācāra with crude idealism. In Buddhist epistemology, some presentations associated with Dignāga-Dharmakīrti use a representational model in which cognition directly apprehends a mental appearance, while the status of external objects is treated differently across interpreters and stages of the tradition. Some Sautrāntika-style readings allow external objects as inferred causal conditions; stronger Yogācāra readings deny that external objects are ultimately needed to explain experience. Tsongkhapa rejects both extremes: reductionist physicalism, insofar as it denies mindstream, karma, and rebirth by reducing all mind to brain chemistry, and reifying realism or idealism, insofar as either matter or mind is endowed with intrinsic substance. His Middle Way lets the watch keep ticking as dependent arising: conventionally valid because empty, never self-powered, with no substrate behind the ticking and no separate ultimate standing above it.

The Dzogchen tradition, while distinct in its direct, experiential methodology, arrives at a philosophical conclusion that is highly compatible with Prāsaṅgika Madhyamaka when carefully stated. It fully accepts the conventional world of appearances. Longchenpa makes the point explicitly: the appearing object is not simply the mind, since it does not follow one around or disappear when one is absent; yet it is also not established as a truly existent extramental thing. He distinguishes the perceived appearance (snang ba) from the object that appears (snang yul). The object that appears is not the mind, he argues, because “it remains where it is when one is not in its presence and does not change its position when one goes elsewhere,” and because it shows features like color and shape that the mind itself does not. At the same time, these appearances are also not other than mind in the sense that no external object can be established as separate from the delusory perceptions of mind. What is mental is the “mere perceived appearance,” that is, how the mind registers the object; confusing these two is “reifying deceptive things and assuming them to be true.” This is precisely why, in ordinary life, mountains do not vanish when you look away, even while they are empty of any intrinsic essence. For a translation excerpt, see Mind & The Objects That Appear To It.

Having secured that commonsense point, Longchenpa then performs the ultimate analysis: phenomena are illusory. He repeatedly uses the eight similes of illusion—dream, magical display, mirage, echo, city of gandharvas, reflection, apparition, and so on—to show that appearances function and seem real, yet are unfindable under analysis: vividly appearing, but without any reality of their own, like a reflection in a mirror. When analyzed, the external apprehended object is found to be empty: it dissolves into partless atoms, which themselves cannot be established. Objects are realized to be “unreal,” “delusory appearances of the mind.” To be clear: on the conventional level, outer objects are accepted as conventionalities: they appear, function, are publicly corroborated, and are agreed upon by unimpaired senses and worldly consensus. This should not be heard as “they are merely conventional, while the real aim is elsewhere”; their empty conventionality is precisely what is being realized. In the Buddha’s own words—later cited by Candrakīrti—“The world argues with me; I do not argue with the world. What the wise in the world agree exists, I too say exists; what they agree does not exist, I too say does not exist.” What is rejected is not the functioning world, nor the vividness of conventionalities, but the reified sense that objects possess some intrinsic essence “out there.” Thus the Buddha also says in SN 12.15: “‘All exists,’ Kaccāna, this is one extreme. ‘All does not exist,’ this is the second extreme. Without veering towards either of these extremes, the Tathāgata teaches the Dhamma by the middle,” followed by an exposition of dependent origination.

Dzogchen texts add that Buddhas still employ concepts and can designate individual things conventionally, yet they do not misapprehend these designated phenomena as independently or inherently existing. Many people—even some teachers—assume that full awakening means permanent mental blankness with no thoughts or concepts. Authoritative Dzogchen texts deny this. Even for a buddha, thoughts, labels, and speech can arise as part of enlightened display; the difference is that these appearances self-liberate as they arise and are not grasped or reified as independently existing. Likewise, when examined ultimately, the internal apprehending consciousness has no foundation and no root: it is self-clarity that is ultimately baseless. Thus, under analysis, neither external object nor internal subject can be pinned down. What remains, in Dzogchen terms, is the indivisible unity of primordial purity (ka-dag, emptiness) and spontaneous presence (lhun-grub, the display of appearances). As an interpretive bridge, one may say that ka-dag points to emptiness or primordial purity and lhun-grub points to the ceaseless display of appearances. This can functionally parallel the Madhyamaka pairing of ultimate and conventional, but it should not be presented as a strict doctrinal identity. In Dzogchen, the point is the inseparability of appearance and emptiness in rigpa, not the final establishment of two separately asserted truths. Dzogchen agrees that appearances are empty and dependently arisen, but adds an experiential distinction: the twelve-link chain driven by avidyā is afflicted dependent origination, whereas the ceaseless, effortless display of lhun-grub is described as unafflicted causality—the way appearances manifest from rigpa without ignorance. See: Dzogchen, Rigpa and Dependent Origination. Even Nyingma/Dzogchen commentaries that speak of “two truths” do so to show their inseparability—appearance and emptiness—and then point beyond conceptual fabrication.

Regarding the brain and the Hard Problem of Consciousness, the Madhyamaka analysis would be applied to the brain itself. How do we know of the brain? Through perception, diagrams, scans, measurement, inference, and scientific explanations. In each case, the “brain” as an object of knowledge is part of a dependently arisen nexus of sense faculties, instruments, objects, concepts, and consciousness. Therefore, the brain cannot be established as an ultimate, independent physical substrate for mind. Madhyamaka does not solve the Hard Problem by giving a new physical mechanism. Rather, it challenges the framework that makes the problem appear absolute: “brain,” “mind,” “matter,” and “causation” are all dependently designated and empty of intrinsic nature. From this angle, the problem is not answered by reducing mind to matter, but deflated by refusing the reified dualism between an intrinsically physical substrate and an intrinsically mental experience.

It is also crucial to note that classical Buddhist Abhidharma and Madhyamaka do not frame consciousness as a mere late-stage product of grey matter in the modern physicalist sense. They analyze experience in terms of dependently arisen mental and physical events, without reducing one to an intrinsically existent substrate. In classical Buddhist presentations, each moment of mind is conditioned by prior mind-moments and supporting conditions; matter can function as an important cooperative condition without becoming an ultimate self-standing source. This continuity of the mindstream (saṃtāna) across death underpins the standard Buddhist teaching of rebirth (see example)—a cycle Nāgārjuna takes for granted when he speaks of karma’s non-ceasing causal efficacy. His Middle Way avoids both a permanent soul and a reductive annihilationism: when you see a watch ticking after you look away, Buddhism can happily say, yes, conventionally valid causal processes continue outside your present cognitive frame; but those processes are not merely a secondary conventional layer beneath some truer substrate. They are dependent arising itself—empty, ungraspable, and causally effective. Nor are those processes, or the mind that later cognizes them, reducible to a self-standing physical substrate or an eternal consciousness.

Finally, you raise the most important concern: that this nonduality is just a subjective experience, "confined to within the mind." From the Prāsaṅgika perspective, the nonduality being pointed to is not the merging of a subject (mind) with an object (the world).


It is the realization that the very concepts of "subject" and "object" are themselves empty, dependently arisen imputations. The goal is not to dissolve the world into the mind (idealism) or to see the mind as a product of the world (physicalism). The goal is to see that the very boundary we draw between "in the mind" and "outside the mind" is a conceptual fabrication. Only one who has attained enlightenment recognizes an object’s ultimate nature – that it appears, but is devoid of any intrinsic existence – as the direct contemplation of absolute truth transcends any intellectual concept or duality. It's also important to add one subtle but critical Madhyamaka point: even that state of enlightened gnosis is itself seen as empty of inherent existence, thus avoiding any final lapse into positing a new absolute.

So, the nonduality Nāgārjuna points to is not a state within the mind; it is the collapse of the conceptual framework that creates the illusion of an "inner mind" and an "outer world" in the first place. The point is also not to demote conventionalities into a lower, merely practical realm while reserving reality for a higher ultimate. Once the imagined substrate is removed, the “reflections” themselves are seen clearly: vivid, functional, dependently arisen, and nirvāṇic in nature because empty. The "problem" of the watch's independent functioning only exists if you first grant the watch and the mind an independent, inherent existence that they do not actually possess.

Thank you again for a fantastic question that gets to the very core of the issue.

Soh

何时才算证得解脱?

初地、八地、佛果与两种解脱

关于二空、二障,以及汉传唯识所说分段生死与变易生死的详细说明。

写作缘起:母亲问我何时才算证得解脱

我母亲基本上问了我一个很直接、却也非常重要的问题:“到底到什么时候,才算真正证得解脱?” 这个问题不能只用一句话回答,因为佛教里有不同层次的解脱:有初入圣位的不退转证悟,有出离普通轮回的解脱,也有圆满断尽一切微细所知障的佛果。

所以我写下这篇较详细的说明,帮助厘清:初地证二空、已离恶趣,但尚未完全出离轮回;八地断尽烦恼障,是第一种圆满解脱,离分段生死;佛果断尽所知障,是最究竟的解脱,离变易生死。

English original: At What Point Does One Attain Liberation?

一句话总纲:初地证二空,已离恶趣;八地离普通轮回与分段生死;佛果离所知障与变易生死。

一、直接回答:解脱不只有一个层次

大乘佛教中,菩萨道并不是一个单一的悟境,然后立刻圆满成佛。它是一个逐渐展开的过程:先有直接见道,然后是不断修习与净除障碍,继而证得出离轮回的解脱,最后才圆满一切种智的佛果。

简要地说,可以这样理解:初地是第一次直接证悟二空,进入圣位菩萨道。初地菩萨已经不退转,并且已离恶趣,不再堕三恶道;但初地尚未完全出离轮回。八地是烦恼障断尽之处,是第一种圆满解脱,离普通轮回,对应于离分段生死。佛果是所知障彻底断尽,一切种智圆满,对应于离变易生死。

这个架构可以帮助我们调和几个看似矛盾的说法:初地确实证悟空性,但尚未成佛;八地确实从轮回中获得解脱,但仍非佛果;唯有佛果才是烦恼障与所知障二者皆尽的究竟觉悟。

二、初地:直接证悟二空

第一菩萨地通常称为欢喜地,梵文为 pramuditā-bhūmi。在五道体系中,初地对应见道位,也就是菩萨第一次直接、非概念地见到胜义真实。

在大乘语境中,这并不只是知道“没有个人灵魂”。初地所入的是二无我二空的直接证悟:人无我与法无我。

人无我,是指依五蕴观察所谓“人”或“补特伽罗”时,找不到任何真实成立的我。这个“我”既不与五蕴为一,也不离五蕴而别有;既不在五蕴之中,也不在五蕴之外。这里所否定的,不只是粗重的 ego、人格我或所谓“小我”,而是一切可被执为真实、常住、独立、自存、主宰、拥有、控制、受报、享受、受苦、见证、作为常住觉知或支撑经验根基的“我”。因此,灵魂、主宰者、受者、拥有者、控制者、内在主体、见证者、常住背景觉知者、纯粹能知者、大我、神我、梵我、宇宙大我、形上学意义上的常住我等,皆不成立。

换言之,佛教的无我并不是只破“小我”而保留“大我”。即使在声闻乘层面,无我也已经否定任何可被执为真实我、常住我、主宰者或五蕴背后见证者的东西。五蕴中不可得我,五蕴外也不可得我;与五蕴一不可得,离五蕴异亦不可得。

法无我,是指同样的无自性也适用于一切法。这里包括五蕴、十二处、十八界、身、心、心所、识与识的刹那、六根、六境、六识、色声香味触法、显现、境界、经验、因、缘、果、生、住、灭、主体、客体、行为、内、外、一、多、有、无、名称、相状、身份、概念安立、假名设施,以及一切诸法。它们都没有独立自存、从自身方面成立、不可分析的真实自性。

但是,法无我并不是否定世俗作用。它不是说因果、修道、悲心、显现、语言、名称、伦理与修证在世俗中完全不存在,而是说这些都只是依缘而起、依缘安立、假名设施;在胜义分析下,找不到任何自性成立的实体。

层面所破除者重要澄清
人无我真实存在的个人我、受者、拥有者、主宰者、控制者、受报者、享受者、受苦者、见证者、内在主体、灵魂、小我、大我、神我、梵我、宇宙大我或形上学常我。不是只否定小我而保留大我。凡是被执为真实、常住、独立、主宰或支撑经验的我,都不可得。
法无我一切法的真实自性、独立本质、固有身份、主体、客体、行为、因、果、生、灭、内、外、一、多、有、无、相状、名称与自性成立的法。不是否定世俗作用,而是否定自性成立;缘起、假名、因果与修道仍可在世俗中成立。
重要精确点:初地证二空,所以不能说初地仍然执著一个实有主体、主宰者、拥有者或经验者。本文后面所说仍未完全断尽的残余,应理解为更微细的“我在”习气,如《差摩经》中所说粗重我见已断之后仍有残余的“我慢、我欲、我随眠”。这不是“我是主体、我经验一切”的见解,而是尚未彻底拔除的习气性“我在”的自我取向。

麦彭仁波切解释二无我时指出,执著“我”是烦恼与轮回的根本,而通达个人无我,是解脱道的根本对治;进一步通达一切法无真实存在的圆满空见,则能对治所知障,是大乘道的根本。他在解释个人无我时也指出,我们所标举为行为的主宰者或苦乐的经验者,并假定为我、补特伽罗、主宰者等,其实只是依五蕴而作的我执假立;以智慧观察时,找不到任何与五蕴为一或与五蕴为异的内在个人我。

因此,说初地证悟二空是可以的。但这句话必须加上限定:初地不是已经完全断尽一切障碍。它是进入圣者菩萨道、开始直接见道,而不是已经圆满佛果。

三、初地已离恶趣,但尚未出离轮回

这是必须补充的关键细节。

初地是极深的、不退转的突破。证得初地之后,菩萨不再是凡夫,也不会再堕入三恶道。《十地经》将初地称为欢喜地,并描述初地菩萨已远离凡夫地、进入圣位菩萨道,也说明初地菩萨离恶趣怖畏。

所以,初地的含义是:菩萨已成为圣者,直接证悟空性,进入不退转的大乘道,并且不再堕入恶趣。

但是,初地并不表示一切烦恼障已经彻底断尽。因此,初地尚不是完全出离轮回的解脱。

初地关闭的是堕恶趣之门。八地关闭的是普通轮回生死之门。

可以粗略地用声闻乘的预流果作类比,但不能把两个体系完全等同。预流果已经入圣流,不再堕恶趣,但尚未证阿罗汉果。同样,初地菩萨已经入大乘圣位,不再堕恶趣,但尚未证得彻底出离轮回的解脱。

四、重要澄清:无我不是只破“小我”而保留“大我”

说佛教无我只是“没有小我”,是不够准确的。这样说容易让人误会:佛教只是破除普通 ego、个人我、人格我,但仍然允许一个更高、更纯、更普遍的“真我”“大我”“神我”“宇宙大我”“本体我”“纯粹见证者”或“绝对主体”。

这并不正确。即使在声闻乘,或传统文献中所谓“小乘 / Hīnayāna”的层面,无我也不是只否定小我而保留大我。人无我已经否定任何真实、常住、独立、自存、主宰、拥有、见证、支撑经验的我,无论它被称为个人我还是宇宙大我。

换言之,五蕴中不可得我,五蕴外也不可得我;经验之中不可得一个主宰者,经验背后也不可得一个独立见证者。凡是被执为真实我、常住我、主宰者、拥有者、受者、内在主体、独立灵魂、超越性我或宇宙大我的东西,在佛教无我观中都不可成立。

所以,佛教无我不是说:“普通小我没有,但还有一个更高的大我。”恰恰相反,凡是被执为真实、常住、独立、自存、主宰、拥有、见证或支撑经验的“我”,无论称为小我还是大我,都不可成立。

大乘进一步开展为二空:不但个人我不可得,一切法本身也不可得真实自性。也就是说,不只是没有一个实有经验者,连被经验的诸法、经验本身、主体、客体、能知、所知、能见、所见、心、境、因、果、生、灭等等,也都无自性。

五、《差摩经》的譬喻:残余的“我在”,不是“我是这个”

早期佛教《差摩经》(Khemaka Sutta, SN 22.89)提供了一个很有帮助的譬喻。差摩比丘说,他并不把五取蕴中的任何一蕴执为我或我所。他也不说“我是色、受、想、行、识”,也不说“我是离色、受、想、行、识之外的某个东西”。可是,他仍然说,微细的“我在”尚未完全断除。

这一点对本文非常重要。剩余的痕迹,不是“我是这个蕴”的见解,也不是“我在五蕴之外”的见解。也不应该说成仍然相信有一个实有主体、主宰者、拥有者或经验者站在经验背后。那样太粗重,也会违背已经证得的无我洞见。

更准确的说法是:还有一种微细、习气性的“我在”之自我取向,一种我慢、我欲、我随眠的余香;虽然粗重的“我即是此”或“我离此而存在”的执著已经被破除,但微细的“我在”气味仍未尽除。

修正后的表述:剩余的烦恼痕迹,是习气性的“我在”的自我取向,而不是仍然相信有一个实有主体、主宰者、拥有者或经验者在经验背后。

在《差摩经》中,差摩用花香作譬喻。不能说香气属于花瓣、颜色或花蕊;若要正确描述,应说是“花的香气”。同样,残余的“我在”不是被安立在某一蕴上,也不是被安立在五蕴之外;它是一种极微细的我慢、我欲、我随眠。

用于大乘菩萨地的讨论时,要谨慎说明:《差摩经》本身不是菩萨地论典。但它非常适合作为譬喻,说明一个人可以已经破除粗重我见,不再把五蕴内外任何法执为我,却仍然有微细的“我在”余习。在本文采用的菩萨地对应中,这种微细烦恼余习到八地才究竟断尽。

六、遍计烦恼障与俱生烦恼障

初地尚未完全解脱的原因,是因为烦恼障有粗细层次。

在麦彭的体系中,可以区分烦恼障的遍计或分别层面,以及更深的俱生层面。遍计或分别层面,是粗重、概念性、后天学习、哲学化、观念化的我执。此类我执在见道位,也就是初地,被直接证悟空性的智慧所破除。

但俱生层面更细。它不是哲学上相信有一个我,也不是明确认定有一个主体、主宰者或拥有者。它是一种深层习气性的“我在”余痕,类似《差摩经》中所说的残余“我在”我慢。这必须通过修道逐渐磨尽。

因此,较准确的说法是:

  • 初地直接证悟二空,断除烦恼障中遍计、分别、概念性构造的层面。
  • 剩余的烦恼痕迹,只应描述为微细习气性的“我在”取向,不应说成仍有主体、行为、客体或主宰者的实有见。
  • 这种微细烦恼余习,到八地才究竟断尽。

这样说,既保留了初地证悟无我与空性的真实性,也保留了八地断尽烦恼障的必要性。

七、见道与修道

初地属于见道。第二地至第十地则属于修道,也就是不断熟悉、深化、稳定并圆满见道时所证悟的智慧。

巴楚仁波切说明,修道就是对见道所证的智慧不断修习与熟悉。因此,初地绝不能被理解为终点。初地直接见空,但后续诸地显示的是这一证悟如何逐渐稳定、成熟,并净除越来越细的障碍。

所以,正确的次第是:

  • 初地直接证悟二空。
  • 修道使这一证悟逐渐成熟、稳定、现行化。
  • 至八地,烦恼障究竟断尽。
  • 至佛果,所知障究竟断尽。

八、二障:烦恼障与所知障

整个问题的核心,在于理解二障:烦恼障与所知障。

障碍梵文中文所障碍者
Afflictive obscurationskleśāvaraṇa烦恼障障碍出离轮回、证得解脱
Cognitive / knowledge obscurationsjñeyāvaraṇa所知障障碍一切种智、圆满佛果

烦恼障以我执为根本,表现为贪、嗔、痴、慢、疑、我见、执取、占有、恐惧、焦虑、造业与润生的力量。它使众生被业与烦恼所驱使,在三界中流转生死。

所知障更细。它不是普通意义上的“知识太多”或“学习障碍”,而是障碍一切种智的微细覆蔽:微细二取显现,对主体、客体、行为三轮的执著,以及对诸法真实成立的习气性实有化。它不一定像烦恼障那样使圣者继续受普通轮回支配,但会障碍圆满佛果。

这里必须小心:说所知障涉及主体、客体、行为的微细三轮结构,并不是说初地菩萨仍然以粗重烦恼的方式相信有实有主体或主宰者。更准确地说,大乘道区分了入定中直接现观的无二智慧、后得位习气的渐次净化,以及佛果时一切微细二取障碍的究竟断尽。

经文依据

《楞伽阿跋多罗宝经》论解脱一味与二障

《楞伽阿跋多罗宝经》对此有非常直接的经文依据。这里不从英文回译为中文,而采用刘宋求那跋陀罗汉译《楞伽阿跋多罗宝经》卷第四的原文:

“大慧!因是故,记诸声闻与菩萨不异。大慧!不异者,声闻、缘觉、诸佛如来,烦恼障断,解脱一味,非智障断。大慧!智障者,见法无我,殊胜清净。烦恼障者,先习见人无我,断七识灭,法障解脱,识藏习灭,究竟清净。”

这段经文正好说明本文的核心结构:声闻、缘觉与诸佛如来,在断烦恼障、得解脱一味这一点上不异;但这并不是说所知障也已同样断尽。经文中说“智障者,见法无我,殊胜清净”,这里的“智障”即本文所说的所知障;它要以见法无我而究竟清净。又说“烦恼障者,先习见人无我”,这对应于以人无我断烦恼障、证出离轮回的解脱。

出处:《楞伽阿跋多罗宝经》卷第四,刘宋求那跋陀罗译,T0670

经文依据

八地/佛果对应的经文依据:不是孤立一句,而是累积性的经论综合

这种对应关系的经文依据,不是一句孤立的经文,而是累积性的。所谓“八地为断烦恼障、离普通轮回的第一种解脱;佛果为断所知障、离变易生死的究竟解脱”,最好理解为历代论师把《十地经》关于七地至八地转折的经文,与《楞伽阿跋多罗宝经》关于二障的经文合读之后,所作出的教义综合。

第一,《十地经》说明初地是入圣位、离恶趣,而不是已经究竟出离一切轮回。84000 英译《十地经》在初地段落中说,欢喜地菩萨自念已远离堕入恶趣,并说明得初地时五种怖畏止息,其中包括恶趣怖畏。经中又说明,其原因之一是:即使死亡,也决定不离诸佛菩萨。因此,初地确实关闭堕恶趣之门,但经文并没有说初地已经彻底断尽一切烦恼障。参见 84000《十地经》§§1.81–1.83

第二,《十地经》给出了七地至八地之间作为关键转折的强有力依据。经中说,初地以上菩萨行由于回向菩提之力,虽不为烦恼垢所染;但在初地至七地之间,仍不能说已经超越烦恼行。然后经文说,当菩萨舍离第七地有功用行而升入第八地,乘清净菩萨乘游行众生中,了知烦恼过患而不为所染,因为已经超越一切世间活动。此处也把前七地的“杂染与清净相杂之菩萨行”,同第八地以上的“完全清净菩萨行”作出对比,并说明第八地以上诸功德任运、无功用地显现。参见 84000《十地经》§§1.535–1.542

第三,在第八地本身的经文中,《十地经》说,菩萨已经善观察前七地,正确通达一切法本来不生,通达无生、无相、无起、无坏、无成、无转等,远离心、意、识的分别妄想,并证得无生法忍。经中又说,菩萨住不动地时,离一切身、语、意的勤作,无功用地契入真实法性。参见 84000《十地经》§§1.607–1.611

第四,同一第八地段落还说,住此不动地的菩萨身、语、意三业完全无过,以智慧为先导,并且由于离一切烦恼活动而具有无垢意乐。这是后来诸师说明“八地对应烦恼障断尽”的最强经文基础之一。参见 84000《十地经》§§1.648–1.650

第五,《十地经》也支持“十地圆满之后即成佛”的基本结构。经中早处偈颂说,圆满十地之后,行者将得佛十力而成佛;第十地段落又说,十地菩萨的智慧光明超过声闻、缘觉以及初地至九地菩萨,并能令众生趋入一切智智。因此,标准结构是:十个菩萨地圆满之后,成就佛果。所谓“第十一地”,是后世传统把佛果称为超越第十地的果位之简便说法,而不应说成《十地经》本身另外列出第十一个菩萨地。参见 84000《十地经》§§1.59–1.60 与 §§1.866–1.873

最后,《楞伽阿跋多罗宝经》提供了二障解释的关键。经中说,声闻、缘觉、诸佛如来在烦恼障断、解脱一味这一点上无别,但不是说智障也同样断尽;智障要以见法无我而殊胜清净,烦恼障则先由习见人无我而断。该段又说,断四住地与无明住地习气、断二烦恼、离二种死、觉人法无我及二障断,方为究竟。由此可见,后世把八地解释为离烦恼障的第一种解脱,把佛果解释为离所知障的究竟解脱,并非任意安立,而是把《十地经》的八地转折与《楞伽经》的二障教义合读后的传统综合。参见《楞伽阿跋多罗宝经》卷第四,刘宋求那跋陀罗译,T0670;亦可参照 NTU 佛典 PDF 第 71 页

简言之:经文提供各个“构件”;八地/佛果的二重解脱公式,则是后世论师对这些经文依据所作出的精密综合。
七不净地与三净地

“七不净地”与“三净地”的说法从何而来

七不净地三净地的说法,最好理解为论典与注疏传统中的地道分类,而不是《十地经》本身在经文中反复作为正式标签提出的名称。《十地经》提供的是教义基础:第七地虽然已经极大超越轮回,但仍不能说已完全离一切烦恼;第八地则是无生法忍、无分别、无功用行与任运菩萨行的关键转折。真正把“七不净地/三净地”术语讲得很清楚的,是弥勒—无著传统的论典,尤其是《宝性论》(Ratnagotravibhāga / Uttaratantra)及其注释传统。

《十地经》已经为这个区分作了铺垫。84000 英译在第七地概述中说,第七地菩萨仍“不能说已完全离诸烦恼”,并且仍入三界受生、作世间事业以利益众生。紧接着,第八地“不动地”则由无生法忍而入;经中说第八地菩萨无有概念性,并且无有任何二取的勤作与二取的事业参与。参见 84000《十地经》关于第七地与第八地的导言

“七不净地/三净地”的术语,在《宝性论/究竟一乘宝性论》(Uttaratantra)中尤其清楚。论中以譬喻说明:依于七不净地的垢,如同遮蔽胎中王子的胎膜;依于三净地的垢,则如同覆盖金像的薄泥层。注释解释说,七不净地的垢仍遮蔽所应见之法,并且仍含有勤作;当这些垢完全脱落时,从第八菩萨地以上,无分别本智便如王子出胎一般直接显露,并且任运、无勤作而现行。三净地所余之垢更为微细,如金像外只剩一层薄泥,最后由金刚喻定所断。参见 Buddha Nature: The Mahayana Uttaratantra Shastra 英译本关于七不净地与三净地的根本颂及注释

后来的藏传地道论典与修道纲要,则以更简明的方式总结这一点。巴楚仁波切说,前七地被称为“七不净地”,因为在这些阶段仍可直接感知不净显现。随后才进入第八地,因此第八、第九、第十地传统上称为“三净地”。参见巴楚仁波切《菩萨地道简明引导》

因此,“不净”绝不能误解为说初地至七地还是凡夫地,或说这些圣位菩萨在粗重道德意义上“不清净”。初地至七地已经是圣位菩萨地。这里的“不净”,是指仍有残余不净显现、微细障垢、我执习气或有功用行;而“净地”则表示从第八地以上,菩萨已离普通轮回的粗重烦恼模式,并以无分别、无功用、任运的方式行菩萨行。但是,三净地仍然不是佛果,因为最微细的所知障要到第十地末、由金刚喻定才究竟断尽。

还要注意一个计数上的细节。有些弥勒论典系统会说“六不净地与三净地”,这是因为它们只从初地之后的修道位来计数:初地属于见道,第二地至第七地才是修道中的六个不净地。一般十地体系的简明说法则是:初地至七地为七不净地;八地至十地为三净地;佛果为无学地。这是计数语境不同,并非教义矛盾。

简言之:《十地经》提供七地至八地转折的经文基础;“七不净地/三净地”的明确术语,则在《宝性论》及后来的藏传地道论典中讲得最清楚。

九、八地:第一种圆满解脱

第八地称为不动地,梵文为 acalā-bhūmi。《十地经》中说,菩萨由无生法忍而证入第八地。第八地菩萨无有概念性,并为了受苦众生而继续趣向觉悟。

在许多藏传论述中,八地是菩萨彻底断尽烦恼障之处。因此,八地可以称为第一种圆满解脱:从系缚众生于普通轮回的烦恼中解脱。

此时,菩萨不再受普通轮回生死支配。就这一点而言,八地菩萨与阿罗汉相似。但八地菩萨尚未成佛,因为所知障仍须继续净除。

八地 = 离烦恼障 = 离普通轮回 = 离分段生死。

十、分段生死:普通轮回的生死

分段生死是指凡夫及未究竟出离者在三界中由业与烦恼所感的普通生死。之所以称为“分段”,是因为身体、寿命、形貌、业果、处境都有一定限量与阶段:此生一段,彼生一段,前异熟尽,后异熟生。

《成唯识论》说明,分段生死是由有漏善恶业为因,并由烦恼障助缘势力所感得的三界粗重异熟果;身命长短随因缘有定限,所以称为分段。

在本文的菩萨地对应中:

  • 凡夫被分段生死所系。
  • 初地菩萨不再堕恶趣,但尚未完全离普通轮回。
  • 八地菩萨烦恼障断尽,故离分段生死。

十一、变易生死:细微的转变生死

汉传唯识还说有一种更微细的生死:不思议变易生死,简称变易生死

这不是由有漏业与烦恼障所感的普通三界粗异熟果。它与无漏业、大愿、三昧、慈悲,以及尚未断尽的所知障有关。《成唯识论》说,由悲愿力改转身命,无定齐限,所以称为变易;其妙用难测,所以称为不思议;又因为随意愿而成,所以也称为意成身

这点非常重要。变易生死不是普通轮回。它不是凡夫在烦恼与有漏业支配下的生死流转,而是已经离分段生死的圣者,在尚未圆满佛果之前,依悲愿、定力与所知障助缘而有的细微延续或转变。

名称含义主要因缘谁仍有此生死
分段生死普通轮回的分段身命有漏业、烦恼障凡夫及未完全出离普通轮回者
变易生死圣者离粗重轮回后,依悲愿与定力而有的微细转变无漏业、悲愿、定力、所知障阿罗汉、独觉、得自在菩萨等尚未圆满成佛者

所以,八地离分段生死,但佛果才离变易生死。

十二、佛果:第二种也是最终的解脱

佛果是二障皆尽。它并不只是逃离普通轮回,而是烦恼障与所知障都彻底净除。

阿罗汉已从轮回中解脱。八地菩萨也已断尽烦恼障,离普通轮回生死。但唯有佛才彻底断尽烦恼障与所知障。唯有佛才究竟离分段生死与变易生死。

因此:

  • 八地,是离烦恼障,离分段生死。
  • 佛果,是离所知障,离变易生死。

这就是狭义解脱与圆满佛果之间的决定性差别。

十三、佛果是第十一地还是第十二地?

在标准的显教十地体系中,有十个菩萨地。佛果是在第十地圆满之后成就,因此有些藏传资料将佛果称为第十一地,即“普光地”或“普照地”等名称。

但是,在某些金刚乘、大圆满等扩展体系中,会说十二地、十三地,甚至十六地等不同安立。因此,如果从这些体系来说,佛果有时会被放在更高的编号中。

所以较稳妥的说法是:在标准显教十地体系中,佛果通常称为第十一地。某些密乘体系另有十二地、十三地或十六地等安立。但无论编号如何,其核心教义不变:佛果是所知障究竟断尽、变易生死究竟止息。

十四、完整教义地图

阶位所证或所断生死状态解脱状态
凡夫未直接证悟空性;烦恼障与所知障皆未断被分段生死所系未解脱
初地直接证悟二空;断除遍计 / 分别烦恼障已离恶趣,但尚未完全出离普通轮回不退转圣位菩萨
二地至七地修道位;逐渐削弱俱生烦恼障尚未完全离分段生死在道中,尚未圆满出离轮回
八地烦恼障究竟断尽离分段生死第一种圆满解脱
九地至十地所知障逐渐净除仍有微细变易生死近佛果
佛果烦恼障与所知障皆尽离分段生死与变易生死究竟解脱与一切种智

十五、为什么八地似阿罗汉而仍非佛果

八地菩萨在一个方面与阿罗汉相似:二者都已断除使众生流转普通轮回的烦恼障。因此,就离烦恼、离分段生死而言,八地菩萨可说具有阿罗汉式的解脱。

但八地菩萨并不等同于佛。因为菩萨道还要继续圆满净除所知障,直至成就一切种智。

差别不是“阿罗汉完全没有空性证悟”。在麦彭体系中,阿罗汉的证悟足以断除烦恼障、解脱轮回;但要断尽所知障、圆满一切种智,则必须圆满大乘菩萨道。

十六、为什么初地之后仍需修道

一个常见误解是:既然已经证悟空性,就没有什么要修了。十地体系正是为了破除这种误解。

初地是直接见道,但所见必须被不断熟习、深化、稳定、现行化。修道就是对见道所证的智慧不断修习与熟悉。后续诸地正是这个熟习与净化的过程。

因此,一个人可能有真实的无我或空性证悟,但如果没有通过等持与后得位的长期修习加以熟悉,细微习气仍然存在。烦恼障到八地才究竟断尽,所知障到佛果才究竟断尽。

十七、最终总结

初地是极深的、不退转的圣道开端。它直接证悟二空,断除烦恼障中遍计、分别的层面,并关闭堕恶趣之门。但初地尚未完全出离轮回,因为微细习气性的“我在”余痕仍未断尽。

这个余痕不应说成仍然相信有一个主体、行为、客体、主宰者、拥有者或经验者。初地的无我证悟已经破除了这些粗重我见。更准确地说,剩余的是类似《差摩经》所显示的微细“我在”余香或取向。

八地标志着第一种圆满解脱:烦恼障究竟断尽,菩萨不再受普通轮回生死所系,离分段生死。这就是为什么说,八地菩萨就断烦恼、出轮回而言,与阿罗汉相似。

但大乘佛法并不止步于此。菩萨还必须继续净除所知障:一切微细二取显现、三轮结构、法相实有化与认知覆蔽。所知障不一定障碍狭义的解脱,但障碍一切种智与圆满佛果。

唯有佛果才带来第二种也是最终的解脱:所知障究竟断尽,变易生死究竟止息。因此,菩萨道从初地的直接见二空,进至八地的离烦恼与离分段生死,最终圆满于佛果的离所知障与离变易生死。

一句话总结

初地证二空,已离恶趣,但尚未完全出离轮回;八地断烦恼障,离分段生死,证第一种解脱;佛果断所知障,圆满一切种智,离变易生死,证究竟解脱。

资料依据与延伸阅读

关于七不净地与三净地:参见《宝性论》(Ratnagotravibhāga / Uttaratantra)关于“依七不净地之垢”与“依三净地之垢”的譬喻说明;亦参见巴楚仁波切《菩萨地道简明引导》中“前七地称为七不净地,因为仍可直接感知不净显现”的简明解释。