Version 0.1, Written for my mother who requested for an explanation of Heart Sutra.
The Unfindable Fullness: How a Drum, a Rainbow, and a
Mirage Unlock the Heart Sūtra
The Heart Sūtra presents a profound challenge to our
everyday perception. Its central declaration, “form is emptiness; emptiness is
form,” and its sweeping negations—“no eye, no ear… no mind… no attainment”—can
easily be mistaken for a nihilistic denial of the world. Yet, this radical
teaching is not about annihilation but about de-reification: a precise
dismantling of our tendency to project solid, independent existence onto a
fluid, interdependent world. To truly grasp this, we need not leap into abstract
philosophy but can begin with tangible, elegant analogies found within the
Buddhist tradition itself. The sound of a drum, the appearance of a rainbow,
and the eight classic examples of illusion reveal that emptiness, or śūnyatā,
is not a void but the very unfindability and lack of an independent core that
allows phenomena to manifest vividly and function flawlessly.
The Drum: Emptiness as the Unfindability of Essence
The analogy of the drum, detailed in The Questions of an
Old Lady sūtra (Mahallikāparipṛcchā,
Toh 171), provides the foundational logic. When a drum is struck, a sound
arises. Our immediate instinct is to locate this "sound." Is it in
the wood frame? The stretched hide? The stick? The hand that strikes it? The
sūtra systematically deconstructs this search, concluding that “The sound does
not dwell in the wood… hide… stick… [or] the person’s hand.” The sound is
utterly unfindable in any of its constituent parts, nor does it exist as a
separate, free-floating entity apart from them. This investigation is a search
for the sound's essence or core—a self-sufficient "sound-thing" that
can be pinned down. The failure to find such a core reveals its emptiness.
Because no self-contained "sound-thing" can be
located, what we conventionally call its "existence" is revealed to
be nothing more than a dependent designation—a label we apply to this
functional confluence of conditions. This points to the crucial Middle Way,
which is free from the extremes of existence and non-existence. The sound is
not an inherently existing entity (eternalism), nor is it a complete nothingness
(nihilism), since it clearly functions. Its functioning is purely conventional,
designated upon dependencies. Remove any one condition—the hide, the effort,
the air to carry the vibration—and the sound vanishes. The sūtra is
explicit: “Because of these conditions, it is termed sound… That which is
termed sound is also empty. It has no coming. It has no going… all phenomena
are inherently stopped.” (Mahallikāparipṛcchā,
Toh 171, 84000). It doesn't travel from a sound-realm to our ear. This is the
essence of what the Heart Sūtra compresses into the terms “unborn, unceasing.”
The drum’s sound is empty of a findable, static core, and precisely because of
this unfindability, it can arise and function unmistakably when conditions
gather.
(Parallel note: the same sūtra generalizes the point to
birth/death and to the aggregates and sense-consciousnesses—stating they have
“no producer,” do not come or go from anywhere, and are designated on
conditions. This anticipates the Heart Sūtra’s triad negations.)
The Rainbow: Vivid Display and Luminous Knowing
The rainbow offers a brilliant visual parallel, illustrating
the principle of vivid display that is nowhere stored. A rainbow appears as a
dazzlingly precise and vibrant arc of colour, yet it has no substance or
location. It requires a specific convergence of conditions: sunlight, water
droplets suspended in the air, and an observer positioned at the correct angle
(~42°); move slightly and ‘the rainbow’ is gone—there was never a ‘thing’
hiding anywhere to begin with. It never came from anywhere, isn't hidden in the
droplets or the sun, and doesn't retreat to a secret place when it disappears. (On
the ~42° geometry of primary rainbows, see NOAA SciJinks.)
This introduces a crucial complement to emptiness: luminosity
(Pāli pabhassara, Skt. prabhāsvara). This quality does not refer
to literal light, like that from a lamp, but to the pristine knowing quality of
consciousness—the vivid, clear presence that is the very knowing of any
experience (cf. AN 1.49–52: “Luminous, monks, is the mind…”). There is no
knowingness apart from the vivid appearances themselves; the knowing is the
appearing. Crucially, this pristine consciousness is not a separate,
underlying substance or a "True Self." Just like the rainbow, this
luminous knowing is itself empty of intrinsic existence. It is not a
subjective cognition illuminating an objective appearance; rather, phenomena
are realized to be the nondual, self-luminous display—and this very
luminosity, too, is empty of own-nature. This is the inseparability of
clarity and emptiness, recognizing that a separate subject and object never
arose in the first place. The world of form is
not a dull, empty void; it is a radiant, clear, and vivid display of our
pristine consciousness, and our experiencing of it is this very luminosity.
The Eight Illusions: The Union of Appearance and
Emptiness
To deepen this understanding, the Mahāyāna tradition employs
the eight examples of illusion. (Traditional enumerations of these eight
similes vary slightly across texts and lineages; see also the Foam Sutta, SN
22.95, for closely related imagery of insubstantiality.) These similes are
not meant to suggest the world is "fake" but to train the mind to see
that all phenomena are illusory. The distinction is crucial. To call
something "fake" implies a binary opposition to something
"real"—a counterfeit bill versus a genuine one, a hallucination
versus a verifiable object. This view still operates within a framework that
assumes a baseline of inherent, solid reality. To say phenomena are illusory,
however, is far more subtle. An illusion, like a mirage, is not nothing; it
appears vividly and functions conventionally (it can cause thirst and hope).
But when its nature is investigated, it is found to be completely dependent on
causes and conditions, empty of any findable, independent essence of its
own. Thus, "illusory" affirms the conventional appearance while
revealing its ultimate, empty, and non-arisen nature.
Each example reveals how the luminous appearance of
phenomena—their inseparable clarity and display—is inseparable from its
unfindable, insubstantial nature. Furthermore, they point to the “emptiness
of emptiness”—the profound realization that there is no hidden truth or
void behind these appearances. Penetrating their emptiness leads one back to
the surface of the everyday, revealing that all things have "one nature,
that is, no nature."
A Mirage: In the desert, the vivid presence of
shimmering water arises with powerful, functional clarity, dependently
originating from conditions of superheated air, light, and a perceiving mind.
This potent display is inseparable from its complete insubstantiality. When
examined carefully, as the Buddha taught in the Pheṇapiṇḍūpamasutta (SN 22.95),
the mirage appears completely vacuous, hollow, and insubstantial. For what core
could there be in a mirage? The knowing of 'water' and the emptiness of water
are not two; the vividness is the groundlessness. This reveals the emptiness of
emptiness: there is no deeper truth of 'nothingness' hiding behind the mirage.
The shimmering, deceptive surface is the entire groundless display of the
event. Penetrating its emptiness simply returns us to the vivid, ungraspable
appearance itself.
The Moon's Reflection in Water: The reflection is a
perfect, radiant knowingness—clear, bright, and detailed. Its appearance is
entirely dependent on a confluence of conditions: the celestial body we
designate as "the moon," the reflective surface of the water, and the
specific angle of the observer. While one might first realize this radiant
knowingness and reify it—first as a timeless, eternal witness or 'I AM'—deeper
insight is needed. Even after the illusion of a separate knower is seen
through, this radiant knowingness as a vivid display can still be mistaken for
a truly existing, external world. It is only the subsequent, penetrating
insight into the dependent origination and empty nature of all phenomena that
reveals this very radiance to be, by its nature, completely illusory and empty
of any findable core. The clarity of the reflection and its emptiness are
inseparable. This logic applies all the way up: the "real moon" is
also a dependently originated phenomenon. Thus, the reflection is an illusion
of an illusion. Its ultimate nature is therefore 'no nature.' Realizing its
emptiness doesn't reveal a void; it reveals the vivid, shimmering reflection as
the complete, groundless presencing of that moment.
A Dream: The dream world is a totally immersive field
of vivid presence—sights, sounds, and intense emotions feel completely real,
arising in dependence on the sleeping mind and karmic traces. This immersive
vividness is inseparable from its complete lack of a locatable essence. When
examined upon waking, the entire dream world is found to be hollow and
insubstantial, for what core could there be in a dream? The presencing of the
dream is its fundamental groundlessness. There is no ontological depth lurking
beneath the dream's deceptive surface; the vivid, transient dream-world is the
whole story, seen without the illusion of a solid ground beneath it.
A Magical Illusion: A magician's display conjures the
potent display of a horse, so convincing it captivates the audience. This
convincing presence dependently arises from the magician's skill, props, and
the audience's perception, and is, by its very nature, unfindable. When
examined carefully, the display is revealed to be vacuous and hollow, without
any real substance. For what core could there be in a magic trick? The
inseparable union of this vividness and its emptiness is what makes it
illusory. Penetrating the illusion doesn't lead to a hidden truth, but back to
the conventional world of the magician, the props, and the audience—the
luminous and conventional surface of things.
An Echo: An echo manifests as a clear, distinct
presence of sound, arising in dependence on an initial sound, a reflective
surface, and a medium like air. This audible clarity is inseparable from its
complete lack of an independent source. When examined closely, it is found to
be hollow and insubstantial, for what core could there be in an echo? The
knowing of the sound is its essenceless nature. The clear sound and its
emptiness are not two. Realizing this, one finds that the echo's ultimate
nature is simply its own audible, transient, and groundless appearing.
A City of Gandharvas: This atmospheric illusion
appears as a grand, complex, and radiant knowingness, dependently arisen from
clouds, light, and atmospheric conditions. This magnificent appearance is
inseparable from its utter insubstantiality. When examined, it is seen to be
completely vacuous and insubstantial, for what core could there be in a city in
the clouds? Its vividness is its groundlessness. There is nothing beneath this
deceptive surface; its vivid, illusory appearance is the whole of the event.
A Phantom: An apparition can appear with terrifying,
vivid presence, its appearance dependent on certain mental or causal
conditions. This powerful appearance is inseparable from its complete lack of
any findable core. When examined, it is revealed to be hollow and
insubstantial, for what core could there be in a phantom? The terror it may
induce is not inherent to the phantom but arises from failing to recognize its
empty, illusory nature. When its emptiness is seen, the vivid presence remains,
but the fear, which depends on reification, dissolves. The knowing of the
apparition and its groundlessness are a single, inseparable event.
A Reflection in a Mirror: The image in a mirror is a
perfectly clear, precise, and radiant knowingness, dependently originated from
your face, the mirror's surface, and light. When we investigate this vivid
presence, we find that no inherent essence can be located, either in the
appearance itself or in its clarity. When examined, the reflection is found to
be completely vacuous and hollow, for what core could there be in a reflection?
This inseparable union of a vivid, knowing appearance and an unfindable essence
is what makes it illusory. To be ultimately empty is, ultimately, to lack
emptiness. The reflection's nature is simply its own clear, dependent, and
vivid appearing on the surface of the mirror.
Each of these examples hammers home the central point: all
phenomena are illusory. Their luminous presence is not separate from their
unfindable nature—the inseparable union of clarity and emptiness. Form is
emptiness, emptiness is form. They are not two separate qualities but a
single, indivisible display. They dependently arise as a vivid, spontaneous
presence; this appearance, when cognized conceptually, is a dependent
designation, and this very appearing, this vivid knowingness, is its
groundless, essenceless nature.
Deconstructing the Perceptual Triad: “No Eye… No Form… No
Consciousness”
With this foundation, we can approach the Heart Sūtra's most
challenging passage. The Heart Sūtra (Toh 21) compresses this into a few
strokes: “Form is emptiness; emptiness is form… in emptiness there is no
eye, no ear… no mind; no ignorance and no end of ignorance… no attainment.”
(84000). This sweeping negation is a concise and systematic deconstruction of
the entire perceptual process, resolving the false dichotomy between mind and
matter. (For a practice-driven unpacking, see the ATR posts "Mind,
Matter, and the Middle Way" and "A Practitioner's Reflection on the
Kōmyōzō Zanmai".)
The Sūtra's shorthand dismantles the entire perceptual triad
by negating the inherent existence of each of its components:
“No Sense Faculty” (no eye). What makes a lump of
tissue an eye? Only its relational function in a seeing-event. Take away
either a visible form or the corresponding consciousness and it’s not
functioning as an eye. So “eye” is dependently originated, and because
it is so, it’s empty of any findable essence and is merely a
dependent designation—a valid label based on conditions and functions,
nothing intrinsic. (See SN 35.93 on contact as the meeting of the three.)
“No Sense Object” (no form). What is a
"form"? As a visible form, it’s defined relationally—as what
stands in the right relation to a visual faculty and a visual consciousness.
Its object-of-sight-ness is not an intrinsic property, but designated
dependently within the triad. Thus, as a perceived form, it’s empty
and merely designated in dependence on the other two.
“No Sense Consciousness” (no eye-consciousness).
Consciousness is always consciousness-of; it never arises “in a vacuum.”
The Buddha states repeatedly that consciousness arises in dependence and
“apart from a requisite condition there is no origination of consciousness”
(MN 38). Hence it too lacks any independent core and is empty and
dependently designated (we call it “eye-consciousness” precisely when eye
and form converge).
Putting it together. The triad—faculty, object,
consciousness—is a single, momentary, dependently arisen event (contact
is “the meeting/convergence of these three,” SN 35.93). Because none of the
three can be established on its own, the Heart Sūtra can say “no eye … no form
… no eye-consciousness” in emptiness—it’s denying intrinsic nature,
not everyday function. (A related early image is the “two sheaves of reeds”
leaning against each other to illustrate mutual dependence—SN 12.67.) And
Nāgārjuna clinches the logic:
“Whatever is dependently arisen—that we declare to be
emptiness; that, being a dependent designation, is itself the Middle Way.”
(MMK 24.18)
(Terminology note: the Sanskrit term here is upādāya-prajñapti,
“dependent designation.” The point is that dependence is not a real mode
of being that things “borrow”; rather, because things are dependent,
they are empty—and so our talk about them is valid convention, without
reification.)
The Practical Path to Insight: From Luminous Mind to
Emptiness
While the Heart Sūtra presents the ultimate view of
emptiness, the experiential path to that view is crucial. In this commentary, I
delineate a path that unfolds in phases, based on my interpretation of texts
from the Zen tradition like the Kōmyōzō Zanmai (Treasury of Light).
Phase 1: The Foundational Realization of Luminous
Presence ("I AM"). The essential first step is to realize the
"luminous Mind" itself—the ever-present pure Presence and capacity
of Knowingness that is the baseline fact of all experience. This provides
the stable ground from which to explore the profound truth of non-duality and
emptiness, even though Presence is still falsely reified as an eternal Witness
at this stage.
An Intermediate Phase: Substantialist Nonduality
("One Mind"). Following the "I AM" realization, a
practitioner often enters a profound non-dual state where all phenomena are
seen as the display of a single, unified Mind. This is a powerful insight, but
it can become a subtle trap as one continues to reify "Mind" as a
truly existing, ultimate substance that is nondual with everything, or
modulates as everything. This is a substantialist view and must be penetrated
by the deeper wisdom of anātman, which reveals that this luminous
knowing is itself dependently arisen and empty.
Phase 2: The Deepening Insight into Anātman and
Emptiness. Once this luminous ground is realized, the path then turns the
light of inquiry back upon itself.
- Emptiness
of Self (pudgala-nairātmya): The practitioner investigates this
luminous Mind and discovers it is empty of any inherent, independent
self-nature (svabhāva).
- Emptiness
of Phenomena (dharma-nairātmya): The insight then deepens to perceive
the empty, dream-like nature of all appearances.
This progression is vital. By first realizing the luminous,
vivid nature of Mind and appearance, the subsequent insight into their
emptiness does not lead to nihilism. Instead, one realizes that phenomena are
like a rainbow: vividly apparent, yet utterly empty.
Scaling the Principle: From Drums to Buddhas
This principle scales universally. The Ornament of the
Light of Awareness (Toh 100) uses the example of a cloud, stating, “the
cloud is non-arisen and non-ceasing; free from coming and going.”
Strikingly, it then applies this very same logic to the Tathāgata, whose
appearance is for the benefit of beings yet is ultimately as non-arisen and
unceasing as the cloud. (84000 translation; see the rain-cloud analogy.)
This logic culminates in Nāgārjuna's famous verse: “Whatever is
dependently arisen, we declare that to be emptiness; It is a dependent
designation; Just that is the middle path” (MMK 24:18).
Conclusion
In conclusion, the Heart Sūtra’s wisdom is unlocked when we
see that emptiness is not an absence but a dynamic potential. Because the
drum’s sound is unfindable in any single part or apart from its conditions, its
very emptiness is what allows it to manifest unfailingly as a luminous,
dependently-designated display. Everything in our experience—from the sound of
a drum to the luminous appearing of a mirage—functions on this same principle.
By first grounding ourselves in the direct realization of luminous presence, we
can then safely and profoundly realize the truth to which the Sūtra points:
that all phenomena, including the mind itself, are unborn and unceasing.
This is not an erasure of the world, but the revelation of its true, magical
nature: a vivid, functional, and radiant display, utterly free of any solid,
findable core.
References (primary & supporting)
- The
Questions of an Old Lady Sūtra (Mahallikāparipṛcchā). Toh 171.
84000: Translating the Words of the Buddha. (Drum-sound passage: “Because
of these conditions, it is termed sound… no coming, no going… all
phenomena are inherently stopped.”)
- The
Perfection of Wisdom, The Heart Sūtra. Toh 21. 84000: Translating the
Words of the Buddha. (“Form is emptiness… in emptiness: no eye… no mind…
no attainment.”)
- The
Ornament of the Light of Awareness That Enters the Domain of the
Tathāgatas. Toh 100. 84000: Translating the Words of the Buddha.
(Cloud/Tathāgata non-arising, “free from coming and going.”)
- Nāgārjuna.
Mūlamadhyamakakārikā (MMK) 24:18. (Dependent arising = emptiness =
dependent designation [upādāya-prajñapti].)
- Saṃyutta Nikāya (SN) 35.93.
Contact defined as the meeting/convergence of faculty, object, and
consciousness.
- SN
12.67. “Two sheaves of reeds” simile for mutual dependence.
- Majjhima
Nikāya (MN) 38. “Apart from a requisite condition, there is no
origination of consciousness.” (Refutation of a transmigrating, selfsame
consciousness.)
- Aṅguttara Nikāya (AN)
1.49–52. “Luminous is the mind” passages; luminosity as baseline
capacity, not an uncaused essence.
- SN
22.95 (Pheṇapiṇḍūpamasutta / Foam
Sutta). Aggregates likened to foam, bubble, mirage, plantain trunk,
and a magic trick—insubstantiality imagery.
References (secondary & explanatory)
- “Mind,
Matter, and the Middle Way.” Awakening to Reality.
- “A
Practitioner’s Reflection on the Kōmyōzō Zanmai.” Awakening to
Reality.
- NOAA
SciJinks. “How Is a Rainbow Formed?” (Observer-angle ~42° of primary
rainbow.)
- Rigpa
Shedra Wiki. “Eight Similes of Illusion.” (Overview of enumerations.)
(Terminology: śūnyatā; Pāli pabhassara /
Skt. prabhāsvara for “luminosity”; upādāya-prajñapti = dependent
designation.)